compliance officer

By 2010 Mr Paterson had alerted Pedro Montoya, EADS's chief compliance officer, but felt he was still being ignored.

帕特森在2010年以前就已向EADS首席合规官佩德罗•蒙托亚（Pedro Montoya）发出过警告，但感到自己仍被忽略。

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As NPR's Richard Gonzales explains the judges also appointed a compliance officer to monitor the state progress.

据NPR新闻的理查德·冈萨雷斯报道，法官任命了一名合规官监督加州的进展。

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Hiring a compliance officer and spending more on internal operations will be a financial burden, particularly at a time when fund-raising is difficult.

合规官员的雇用以及内部运作上的更多支出将成为财务负担，尤其是在基金募集艰难的时候。

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The IOC said: "The IOC's chief ethics and compliance officer will continue to be in contact with all interested parties to clarify any alleged improper conduct."

国际奥委会表示：“国际奥委会的首席道德与合规官将继续与有关各方接触，以澄清任何受到指控的不当行为。”

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President, chief executive officer, board of directors establish overall direction. Senior operating manager assure regulatory compliance.

董事长, 总裁, 董事会成员确定总体方针. 高层运行管理者确保对法律的遵守.

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The court also heard phone recordings between Mr Du and a junior Morgan Stanley compliance officer who approved his trading after confusing CITIC Resources with CITIC Pacific, a sister company.

法庭还听取了杜军与摩根士丹利一名初级合规官之间的电话录音，后者弄混了中信资源与其姊妹公司中信泰富（citic pacific），其后批准了杜军的交易请求。

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The correct thing to do is to report it to your compliance officer and to abstain from the activities that may compromise you or your firm.

正确的做法是向稽查人员汇报，并且克制自己，不要做有损公司和个人名誉的事。

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For further details on the Company's compliance with the Ordinance and any other privacy legislation, please contact the Company's Privacy Compliance Officer at the address listed below.

如欲索取本公司有关遵守条例及其他私隐法例的资料，请致函下列地址联络本公司的私隐条例事务主任。

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It is a business requirement that any mistake made must be reported to one's supervising manager as well as the compliance officer for remedial action to be carried out.

这一行业要求一旦有错误发生，必须马上向上级和稽查人员汇报，以便马上采取适当的补救行动。

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If a bank facing sluggish conditions in debt trading, for example, can convert a trader to a risk analyst or a compliance officer, it can keep people interested-and it can save a bundle on severance.

例如，如果一家银行面临债券交易低迷的情况，它可以让交易员转岗成为风险分析师或合规官，此举可以保持员工的兴趣——同时节省一大笔遣散费。

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It added: "The IOC's chief ethics and compliance officer will continue to be in contact with all interested parties to clarify any alleged improper conduct. The IOC will not comment any further on the elements of the investigations at this stage."

该声明补充说道：“国际奥委会负责道德和行为准则的官员将继续同相关团体保持联系，以查清任何可能涉嫌的不当行为。在当前阶段，国际奥委会将不会进行更多的评论。”

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This fall, the company hired a new general counsel and chief compliance officer as part of a broader overhaul of its compliance system.

今年秋季，该公司雇请了新的法律顾问及首席执法长，这是对其遵纪守法体系进行全面改革的组成部分。

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The court appointed a compliance officer will held the power to release prisoners early if the state does not meet a timetable for reducing its inmate population.

法院任命了一名合规官，如果加州未在限期内减少犯人数量，这名官员有权提前释放在押人员。

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In early 2012, a major insurer brought in a coach for a senior compliance officer after he clashed with a peer.

2012年初，一家大型保险公司为某个曾与同侪不合的高级合规专员聘请了高管教练；

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Analysts working on deal-related research complained that they could not go to the lavatory except in the presence of a compliance officer; and senior management assured anyone who asked that the IPO market had been reformed.

手头有交易相关研究工作的分析师发牢骚称，自己连卫生间都不能去，除非有合规人员跟着；银行高级管理层则向所有提出疑问的人保证，IPO市场已经完成了改革。

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The bank's chief legal and compliance officer for its wholesale banking business apparently called the risk of such delays a "deal-breaker" in efforts to develop new business.

该行批发银行业务部门的首席法律与合规官直白地表示，对于该行拓展新业务的努力而言，此类交易延迟风险简直就是“交易杀手”。

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The bank's chief legal and compliance officer for its wholesale banking business apparently called the risk of such delays a deal-breaker in efforts to develop new business.

该行批发银行业务部门的首席法律与合规官直白地表示，对于该行拓展新业务的努力而言，此类交易延迟风险简直就是交易杀手。

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